personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
of bringing long-term business growth rather than looking at short-term benefits, resulting in sustainable business governance. During the last part of the seminar, participants from the business
-old and older would account for approximately 20 percent of the total population. Pension or traditional welfare alone is unlikely to sufficiently maintain the retirees? living standard. In light of the
Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund
savings and investment in securities as part of the long-term financial stability initiatives for investors.Promoting savings and investment measures Recent adjustments in securities prices alone may not
, achieving the SDGs requires significant investment, and the current level of investment by the government alone is not enough to meet the ambitious targets. We need to unlock the new source of finance
fee, and management fee for the benefits of the shareholders and company.GSTEEL IFA, I. V. Global Securities Plc., is of the view that: 1. The fair value of GSTEEL shares is at B0.62 per share based on