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16 กุมภาพันธ์ 2559      เรียน ผู้จัดการ                ตัวแทนซื้อขายสัญญาซื้อขายล่วง

This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by licensed securities business operators in the category of private fund management – professionals who po...

Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor

Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The

activities, offering fun, educating and engaging ways to disseminate knowledge, especially to younger generations. Additionally, the SEC is partnering with business operators in the capital market to promote

information from SET, which acts as the first-line inspector to detect suspicious trading activities. AMLO then takes over the investigation of financial transactions to facilitate asset-related legal actions

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives and staff, donated 150 sets of packed lunches and drinking water to the Chatuchak District Office for volunteers participating in a tree planting activity on the auspicious occasion of Her Majesty Queen Suthida Bajrasudhabimalalakshana’s Birthday Anniversary on 3 June 2024. Mr. Soonthorn Thongperm, Plan and Policy Analyst, Practitioner Level, the Administration Section, acc...