the Investment Management Supervision Department, participated as guest speakers, delivering lectures on the role of fund managers, developments in the fund management industry, and the SEC’s

: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)

: Unlicensed securities and derivatives business (Disclosure Date : 12/03/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)

: Unlicensed digital asset business (Disclosure Date : 18/01/2023)

: Unlicensed securities and derivatives business (Disclosure Date : 05/04/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 20/01/2023)

: Unlicensed securities and derivatives business (Disclosure Date : 13/08/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 20/05/2020)

: Unapproved public offering of digital token (Disclosure Date : 07/03/2023)