), Sunshine International Co., Ltd., Aqua Corporation Co., Ltd., and Mrs. Chompis Bunnag on October 27, 2010 is deemed incomplete under SEC regulation. This is because the tender offer does not include material
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2006 - 22/09/2006
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 10/08/2022 | Close Selling Date : 01/09/2022
outstanding shares of the infrastructure company. Types of infrastructure include rail system, toll way, electricity, water supply, airport, deep sea port, telecommunication and alternative energy, providing
PUBLIC COMPANY LIMITED Disclosure Business News ( 6 record(s) found) Date Time Heading Link 05/08/2022 17:29 Notification of the Establishment Progress of BA Airport Leasehold Real Estate Investment Trust
submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement
auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has
failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are