Facebook page Vietjet Air Thailand impersonates Thai Vietjet Air Joint Stock Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2024)
Facebook page Vietjet Air Thailand impersonates Thai Vietjet Air Joint Stock Co.,Ltd : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2024)
Facebook page Vietjet Air Thailand impersonates Thai Vietjet Air Joint Stock Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 15/08/2024)
Facebook page "AIR Professional' ORTIZ S.A.C" : Unlicensed securities and derivatives business (Disclosure Date : 19/11/2025)
SCB ASSET MANAGEMENT COMPANY LIMITED| ,Super Savings Fund : SSF | Offering Date : 24/05/2021 - 02/06/2021
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
Following the SEC’s publication of the consultation paper on the principles of the Travel Rule on 10 March 2026, for which the initial public hearing period was set at 15 days (ending on 25 March
บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมหน่วยลงทุน (Fund of Funds),กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 24/05/2564 - 02/06/2564
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the