. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for

derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015.  The draft amendments have

List of infrastructure fund managers Please wait... List of infrastructure fund managers No. List of Fund Managers Appointing Management Company Appointment Date 1 MISS KAWISARA THISADRONDILOK

List of property fund managers Please wait... List of property fund managers No. List of Fund Managers Approval date Appointing Management Company Appointment Date Expiry date/Training date 1 MISS

Facebook page "GF Trading Agent" : Unlicensed securities and derivatives business (Disclosure Date : 01/04/2026)

Microsoft Word - hearing _selling agent & LBDU_ 04122552.doc เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการตั้งตวัแทน ขายหรือรับซื้อคืนหนวยลงทุน (selling agent) สํานักงานคณะกรรมการกํากับหลัก

Facebook page "GF Futures Trading Agent" : Unlicensed securities and derivatives business (Disclosure Date : 27/03/2026)

Facebook page "HGF Customer Service Agent" : Unlicensed securities and derivatives business (Disclosure Date : 02/03/2026)

Facebook page "HGF Customer Service Agent" : Unlicensed securities and derivatives business (Disclosure Date : 04/03/2026)

Bangkok, April 18, 2012 - The SEC is seeking public comments on revision of ESOP regulation to cover life-insurance agent with a view to supporting life-insurance company?s human resource management