SEC Thailand, as the host of the 30th ASEAN Capital Markets Forum (ACMF) on 18 March 2019, and other ASEAN regulators endorsed the Roadmap on ASEAN Sustainable Capital Markets to provide clear
sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC
by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC probed into {A} case
Chairman Chanin Vongkusolkit and TLCA members, to discuss strategies for the development and promotion of supervision over listed companies. The discussions covered measures to prevent adverse behaviors
SEC and publicly disclose the rectified financial statement which has been audited by auditor. The order has been issued after the SEC found that auditor gave adverse opinion on the financial statement
and adverse conclusion along with 2012 financial statements due to limitation on scope of audit imposed by its management. PRO is required to file with the SEC and publicly disclose the rectified and
Kuala Lumpur, The ASEAN Capital Markets Forum (ACMF) today endorsed key initiatives to be implemented in 2017 under the ACMF Action Plan 2016-2020 that aims to create investment and business
of agricultural commodities futures on TFEX and AFET will be concurrently in the initial stage of transition to provide trading continuity without causing adverse impact to investors;(2) For existing
adverse incidents; (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar