The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
Profit Margin of 22.84%. This increase was mainly from the Company managing to reduce raw material costs due to cheaper sources of raw materials imported and the reduced energy. For the three-month period
of director to be the highest responsible person for administering Institute of Appraisal Profession; (b) a person holding a position on the managing level to be responsible for member supervision or
comprising the systems in the following areas at a minimum: (a) system for administering and checking foreign securities to ensure that they are sufficient for the depositary receipts that have been offered
), participated in a panel discussion on the topic “Thailand’s Digital Asset Policy” at a seminar on “Guidelines for Digital Asset Policy Development,” with Dr. Napat Jatusripitak, Managing Director of Thailand
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company