The Securities and Exchange Commission (SEC) participated in a panel discussion on the topic “Exposing Scams: Staying Ahead of Scammers 5.0” and presented an investor education exhibition booth as

the Act. If GL fails to rectify the financial statements, Form 56-1 and Form 56-2 promptly, it may be liable to violation of Section 56 of the Act. In addition, if the GL management fails to administer

as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment management business operators to administer their investment with the best interests for the

commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment management business operators to administer their investment with the best interests of the

and Looking Ahead ซึ่งเป็นเวทีสำหรับหน่วยงานกำกับดูแลและผู้ประกอบธุรกิจในการร่วมกันแลกเปลี่ยนแนวคิดและแนวปฏิบัติในช่วงที่เศรษฐกิจเริ่มฟื้นตัวจากวิกฤติ COVID-19 และการกำกับดูแลที่สำคัญในอนาคต ผ่านระบบการ

number of directors in order to move ahead with solving its problems which include indebtedness and inability to submit the company’s financial statements and appoint the auditor. IFEC’s future business

guarantee of returns, and that unit redemption ahead of the target date set in the investment scheme is not allowed must be clearly communicated to investors.In addition, advertisement based on past

The Office of the Securities and Exchange Commission (SEC) participated in a panel discussion on the topic “Exposing Scams: Staying Ahead of Scammers 5.0” and presented an investor education

warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure

specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the