determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment
ในครั้งนี้ กำหนดให้ FA ขาดความเป็นอิสระ หาก FA หรือธนาคารพาณิชย์ที่เป็นบริษัทในกลุ่มเดียวกันให้กู้ยืมแก่ผู้ที่ออกและเสนอขายหลักทรัพย์ (issuer) หรือ sponsor ซึ่งเป็นผู้จำหน่ายทรัพย์สินเข้ากอง REIT หรือ
Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration
of Shareholders No.1/2021 to electornic meeting (Adjust Template) 05/01/2021 18:27 Notification of the change of Meeting venue and change a method of convening the Extraordinary General of Shareholders
Rules on Establishment of Information Technology Systems, with the following key points: (1) To adjust the frequency of submitting IT audit reports to be appropriate for the risk level of small
stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT
Sirindhorn. As a co-sponsor, the SEC also sent athletes to strengthen relationship and promote solidarity among the personnel of the TSCA members, the Stock Exchange of Thailand (SET), and the SEC. The
three years or upon occurrence of a widespread adverse incident; (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during
adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the impairment loss for
อยางไรก็ดี ผูรวมแสดงความคิดเห็นมีขอสังเกตและขอเสนอแนะ เพิ่มเติมดังตอไปนี้ (1) ผูรวมแสดงความคิดเห็นมีขอสังเกตเกี่ยวกับการกําหนดสัดสวนการถือตราสารหนี้ที่ออก โดยกองทรัสตของ sponsor วาตองไม