and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with

Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration

of Shareholders No.1/2021 to electornic meeting (Adjust Template) 05/01/2021 18:27 Notification of the change of Meeting venue and change a method of convening the Extraordinary General of Shareholders

Rules on Establishment of Information Technology Systems, with the following key points:     (1) To adjust the frequency of submitting IT audit reports to be appropriate for the risk level of small

stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows:           (1) To adjust the frequency of submitting IT

that investors are fully informed, prior to making investment decisions, of the fact that the company will not adjust the exercise ratio or the exercise price upon the occurrence of such events. Clause

three years or upon occurrence of a widespread adverse incident;   (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during

adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the impairment loss for

Mr. Wiboon Phatrapiboon obtained a bachelor’s degree in engineering from Kasetsart University and a master’s degree in Science from Chieng Mai University. Prior to joining the SEC, he was Deputy

Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC