In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
measurable climate action plan in alignment with Thailand's goal of achieving Net Zero Emissions by 2065. In this training session, Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Ms
business as a mechanism for achieving Thailand's strategic goals. This includes enhancing the economic competitiveness of investment management businesses, fostering business growth based on a sustainable
, structure, and provide useful advice for achieving business objectives. When achieving the objectives, PE will sell out the shares to any particular group of investors or via the Stock Exchange of Thailand
early increase chances of achieving happy retirement.The SEC Working Papers Forum has been hosted under the Memorandum of Understanding between the SEC and four leading business schools, aiming to apply