cooperation on AGM assessment and they subsequently made satisfactory outcomes this year. It is very challenging for those excellent companies to maintain their high standards. For those yet to attain the high

Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision

The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Investment Management Companies (AIMC), led by Mrs. Chavinda Hanratanakool, Chairperson of AIMC, and senior executives from 28 asset management companies. The discussion focused on policy guidelines for developing the investment management business as a mechanism for achieving Thailand's strategic goals. This includes enhancing the econ...

strengthening capacities of the organization to cope with change and achieve the SEC Mission.”Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “In laying out the SEC Strategic Plan 2021-2023, we took into

SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a

Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the

Maintenance of Capital of Investment Advisors and Derivatives Advisors

A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people

Rules on Undertaking of Derivatives Business for Licensed Derivatives Advisors

Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors