Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
, Mr. Peerapong Jirasevijinda, who was chief executive officer and fund manager of BBLAM, placed the large and significant JMT selling orders in this account via BBLAM’s dealer. The order volume was
trading volume of MORE securities from normal market conditions, were liable to be a violation of Section 244/3 (1) and (2), in conjunction with Section 244/5 and Section 244/6 of the Securities and
by continuously placing orders to buy and sell KDH shares in a manner that pushed the price upward. They placed large-volume orders at multiple price levels, including aggressive buy orders and sell
causing the price or trading volume of MORE share to deviate from normal market conditions, which constitutes a violation of Section 244/3 (1) and (2) in conjunction with Section 244/5 and Section 244/6 of
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
create artificial prices or trading volumes for ECF shares, with the intent to distort the price or trading volume from normal market conditions. In this regard, (17) Mr. Suppharoek Kwaennoi assisted or
companies and misleading the general public about the trading price and/or volume of MORE shares.With further investigation and coordination with the inquiry officials of the Royal Thai Police’s Central
agreed or conspired on creating the false appearance of the price and volume of ACD shares by continuously transacted in the shares pushing it to the higher price. This actions misled the general public
}, the capital market investment consultant received trading orders from the person who was not owner of securities trading account without any written authorization letter. From the recorded conversation