international arena. Therefore, human resource development has always been among our top priority. The SEC deeply admires the accomplishment of Thammasat students as securities analysis makes available material
Bangkok, June 20, 2012 ? The SEC awarded ?ICT for society? for its accomplishment in developing Mobile App ?start-to-invest? to promote financial literacy and investment knowledge to the general
knowledge development, raising the SEC?s efficiency. The SEC last year was awarded ?ICT for society? for its accomplishment in developing the Mobile App ?start-to-invest? to promote financial literacy and
, SEC Secretary-General said, ?The MOU is another significant accomplishment of the ACMF in developing ASEAN as an asset class. The achievement of a multi-jurisdiction securities offering will pave the
Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders. Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to
by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO). The SEC investigation, following a referral from the Stock Exchange of Thailand
the referral from the Stock Exchange of Thailand, the SEC's probe found that during November 9-22, 2012, {A} purchased 1,786,100 {X1} Company shares based on the company positive non-public information
referral from the Stock Exchange of Thailand, the SEC's probe found that during July 27 - August 15, 2011, {A} sold 29 million {X1} Company shares in securities trading account of the {X2} Company. She
Thai Unique Coil Center Plc. (TUCC) shares and Vorapin Ngamkaiwan for using inside information to sell TUCC shares.With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during
Bangkok, June 21, 2013 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to sell shares of {X1} Plc. With the referral from the