A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was initiated. This project encourages both existing and new business operators to provide more...
investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the
evidence relating to derivatives trading under the following rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date
rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the
launch of our new microsite, Gender Corner (https://www.sec.or.th/TH/Pages/GenderCorner/homepage.aspx), which will serve as an accessible-to-all community supporting gender equality of listed companies
inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
advance, as from 30 November 2017 until 31 January 2018. The criteria have already been placed on the Company’s website http://www.vinythai.co.th. Please be informed accordingly. Sincerely yours, (Mr
inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
Mr. Peerapong Jirasevijinda On 12 July 2023, Mr. Peerapong Jirasevijinda placed sell orders for 30,000,000 shares of JMT Network Services Public Company Limited (JMT) —a substantial amount —which was
(1) driving the PK stock price upward, (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed orders