public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the
the unitholders or posted on the trustee’s web site, and when the money or assets have been deposited with the Deposit of Property Office. The consultation paper is available at the SEC web site
liquid plain corporate bonds rated at investment grade. ThaiBMA will quarterly revise the lists in response to investors? demands. Meanwhile, TIA will encourage the investors to make use of the information
and their value chains. The site will provide knowledge resources, guidance and the SEC’s activities related to women’s empowerment and gender equality. On this occasion, we would also like to applaud
compete at the regional and global levels.Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC initiated a ?Capital Market Auditors? project in preparation for increasing SME access in capital
off-site trading order submissions. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
, these five unlicensed firms are or used to be located at the same site at 400 Soi Ladprao 94 (Panjamitr), Wangthonglang, Bangkok 10230. From the SEC?s finding, these firms have operated derivatives
The Securities and Exchange Commission, Thailand (SEC), hosted the 2025 ASEAN Audit Regulators Group (AARG) and Financial Statements Surveillance Group (FSSG) Workshops during 25 - 27 August 2025 at
significantly higher than the estimate at the time of completion of acquisition, such increase being largely attributable to higher labor costs prevailing in the gulf coast region. The Board of Managers of CCP