asset investment can be given. These criteria would be part of the consideration for laying out appropriate regulations. For example, (1) Investor qualifications related to financial condition and/or

1 PAGE 2 ระบบการควบคุมภายในเพื่อป้องกันการนำทรัพย์สินของลูกค้าไปใช้โดยทุจริต หมวดที่ 1 ระบบการกำกับดูแลการเก็บรักษาทรัพย์สินของลูกค้า (management oversight) ผู้บริหารจะต้องรับผิดชอบต่อการจัดให้มี 1

principle, which contain the following essences:           1. revising the PVD Act to address the growing demand for pooled funds: Employers and employees shall have a mutual agreement that allows employees

investment products, including flexibility and relevance to the business models of the private sector, in line with the SEC’s short-term implementation plan, as follows:            (1)  Allowing leasehold

management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the

stakeholders, information and comments from which was used in drawing up a proposal for revision of oversight of auditors and audit firms in Thai capital market, TDRI offered a detailed proposal as follows: (1

the business models of the private sector._______________________ Link to SEC News No. 36/2564 headlined, “SEC enhances real estate-backed ICO oversight to strengthen investor

The Ministry of Finance, the Securities and Exchange Commission (SEC), and the Stock Exchange of Thailand (SET), held a joint press conference on "Vayupak Fund 1,” which is preparing to offer Type A

in various countries have expressed views and laid out guidelines for digital asset oversight that vary in degree of strictness.  We take this opportunity to organize the 1st SEC Thailand

ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ กข.  1/2553 เรื่อง  ระบบงาน การติดต่อผู้ลงทุน และการประกอบธุรกิจ