........) ( 5.6 Other (paragraph number........) · 6. Other matter (select all that apply) ( 6.1 The prior period’s financial statements were audited by a predecessor auditor (paragraph number........) ( 6.2

Exchange Commission, which were effective prior to the effective date of this Notification, shall remain in full force and effect to the extent that they are not inconsistent with nor contrary to the

, Conditions, and Procedures For Establishment and Management of Funds dated 20 July 2009, which were effective prior to the effective date of this Notification shall remain in full force and effect to the

prohibited characteristics under Clause 4(9), (10), (11), (12), (13), (14), (15), (16), (17) or (18), which were previously considered as grounds for disapproval of such person to act as a mutual fund manager

, orders and circular letters issued under or providing guidelines for compliance with the said Notification of the Securities and Exchange Commission, which were effective prior to the effective date of

Exchange Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005 which were effective prior to the effective date of this Notification shall remain in

Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures For Establishment and Management of Funds dated 20 July 2009, which were effective prior to the effective date of

relevant details, for example, dividend and interest which the lender or the borrower would receive if the securities or collateral, as the case may be, were held by them. In this regard, such term shall

interest which the lender or the borrower would receive if the securities or collateral, as the case may be, were held by them. In this regard, such term shall also specify the amount of the restitution not

) The Company and the subsidiaries were inspected or are being inspected by an authority regarding the possibility of their operation’s involvement in a significant legal violation in any matter under the