instruments or evidence representing the rights to the property of a mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9
; (3) “securities” means shares, bonds, bills, sukuk, share warrant, bond warrants, derivative warrants, certificates representing interest from Thai securities underlying and REIT units; (4) “securities
days as from the last date of each month having redemption or exercising rights. Clause 5 An offeror of the certificates representing interest from Thai underlying securities shall report the result of
seeking to benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit
derivatives broker may invest or deposit a client's cash if complying with the following rules: (1) depositing with a commercial bank or other banks established under specific law or investing in certificates
Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market regulator, which is accepted by the Office, to perform
Institute of Directors (IOD) training courses. In case of the Company’s secretary, specify the educational degree including relevant diplomas and certificates. In case of equivalent to or higher than a
certificates of the persons applied for approval; O form of curriculum vitae certification (form 104-2/OrPor 24-2) of the persons applied for approval; O others (specify) …………………………………………………….... Remarks : In
specific law or investing in certificates of deposit issued by such bank with time to maturity not exceeding one year in accordance with the following rules and conditions: 1.1 deposit taker or issuer of
instruments or hybrid instruments which related person is an acceptor, giver of aval, endorser or guarantor; (6) Purchase and sale of investment units or certificates representing the rights to purchase