=10296 SEC chief shares vision for balancing the roles as regulator and developer of capital and digital asset markets At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
, and shall be in the form of high quality assets with adequate liquidity. Securities clearing houses and central securities depositories shall establish clear plans to obtain additional sources of funds