: ............................................................................... 8. Performing of audit work ( Full-time time used for performing audit work per week ........................ hour(s) ( Non-full-time time used for performing audit work per week

Auditing (year) Spouse/ workplace Children CPA License Federation of Accounting Professions Membership Full-time Non-full-time Names and Last names /workplace Age (years) 1. 1. 2. 3. 2. 1. 2. 3. 3. 1. 2. 3

member country executing the Memorandum of Understanding Concerning Cooperation and Exchange of Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors or the

indicating such change) 1.2 Type of Card [ ] Identification Card [ ] Passport (only for non-Thai national who does not have an identification card or does not know identification number) Card Number : Expiry

investors: (1) Bank of Thailand; (2) commercial bank; (3) bank established under specific law; (4) finance company; (5) credit foncier; (6) securities company; (7) non-life insurance company; (8) life

fund rating business which can be shown that the rules used in the mutual fund rating are based on academic principle and reflects the purpose of mutual fund rating without causing misunderstanding to

prescribed in sub clause (a) and (b). Clause 8 In case of underwriting of shares or non-voting depository receipts which have shares as underlying, a securities underwriter shall not make an allotment to a

works and allocate its resources for business continuity management effectively by taking into account of impacts, either financial or non-financial, on customers, personnel, subsidiary companies

practicable to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing

underwriter; (2) non-voting depository receipts which have shares as underlying, issued or offered for sale by a parent company or a subsidiary company of the securities underwriter; (3) non-voting depository