, control or management, including any connected person in relation to such person. In this regard, such person may be liable to cause the intermediary to provide services to clients unfairly. 3 Amended by

agencies shall submit a letter to the SEC Office certifying that it has prepared the terms and conditions of corporate bonds which are clear and free from any provisions unfairly taking advantage of the

The approved entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the

entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the foreign entity and

specified in the prospectus in order to prevent late trading that may have unfairly benefit to other unitholders. 3.2 Investment Management System Objective A management company shall have an investment

prepared the terms and conditions of bonds which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the bond issuer and affixed with

improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance for doubtful accounts for the overdue loans issued to company

to comply with this notification or its guidelines specified for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do

for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for implementation in accordance

had improperly used the money received from issuance of bills of exchange. The Securities and Exchange Commission (SEC) has ordered to revise the year 2015 financial statements and the 3rd quarter of