unfairly. Clause 4 The rules in detail according to this Notification have been prescribed in order for intermediaries to comply with the Notification on the Standard Conduct of Business regarding the

redemption order of investment unit to ensure the compliance with the time specified in the prospectus in order to prevent late trading that may have unfairly benefit to other unitholders. 3.2 Investment

or its guidelines specified for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for

Office that any derivatives broker violates or fails to comply with this notification or its guidelines specified for implementation in accordance with this notification or improperly conducts itself, the