Section 90 Securities and Exchange Act B.E. 2535 Section 90. Securities business can be undertaken only by formation of either a limited company or a public limited company, or by a financial
within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable to employees of the securities company
indicate that it is acting as a business unit within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable
ensure security of information technology systems so that they meet standards acceptable to the SEC Office, or other standards accepted by the industry which also enable such objectives to be achieved
Financial Report Standard (IFRS) หรือ 2) Financial Accounting Standards (FAS) หรือ 3) United States Generally Accepted Accounting Principles (US GAAP) หรือ 4) มาตรฐานการบญัชีอ่ืนที่สํานักงานยอมรับ แนวทางแกไข
system in relation to securities business undertaken by the securities company, its employee or its agent; (2) receive a complaint in (1) from a customer and complaint from a customer through an agent who
: (1) the trust manager shall undertake or ensure that the operation is undertaken in accordance with the mechanism set up by the trust manager to regulate investment and verify whether the returns are
undertaken in the past six months which is equal to 0.63% which results in the total disposed assets amounted to 29.47% in total, such transaction then is considered an disposition of assets, class 2
policy for setting provision for deteriorated inventory based on product life which is based on the generally accepted accounting standards. (4) Liquidity and Capital Sufficiency The Corporate Group has