Section 90 Securities and Exchange Act B.E. 2535 Section 90. Securities business can be undertaken only by formation of either a limited company or a public limited company, or by a financial
system in relation to securities business undertaken by the securities company, its employee or its agent; (2) receive a complaint in (1) from a customer and complaint from a customer through an agent who
: (1) the trust manager shall undertake or ensure that the operation is undertaken in accordance with the mechanism set up by the trust manager to regulate investment and verify whether the returns are
undertaken in the past six months which is equal to 0.63% which results in the total disposed assets amounted to 29.47% in total, such transaction then is considered an disposition of assets, class 2
rates and a higher cost of goods sold. Thanks to the Company’s latest investments undertaken in 2017, that enabled the factory to increase its utilization rate, which helped lessen the effect of the
clearing and settlement shall be made to the clearing house; (b) a person under over-the-counter derivatives trading or securities trading undertaken through or in the name of the intermediary for the
showing a reduction of Baht 48.98 million or 76.20 % decrease. The decreasing amount was the result of disposal of investment in a subsidiary undertaken in the 3rd quarter of 2019. Finance Cost The finance
requested from clients must be up-to-date at the time the KYC/CDD process is undertaken. Furthermore, where the customer is a natural person, the securities company shall ensure that the identification