taking the following actions: (a) collecting and allocating the client’s assets to the client; (b) transferring the client asset account and the client’s assets to another intermediary; (c) closing the
and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records of assets of each client
Wattanapat Samui Hospital is approximately 425 Baht which is composed of the land cost including fee from transferring ownership for 223 Million Baht, construction expense is 165.35 Million Baht and the
increased by Baht 604 million, or 14% increase compared with the same period in the precedent year, mainly due to the revenue derived from transferring (2/6) ownership of condominium units increased by Baht
, complete and up-to-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any
distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to-date. Also, the
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying