specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to executing transactions. Accordingly, ERX conducted

director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental and buy-back of

finance director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental and buy-back of

accounting and finance director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental

executing transactions. Accordingly, ERX conducted foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4

procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S

transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity terms of such B/E issues several times. The

account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity

Mr. Katsuyuki Mizumachi During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated

Mr. Kiichi Okuyama During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated total