) Criminal Complaint Filed with an Inquiry Official Dated 14/07/2014

14/07/2014

Asia Steel Plc. (RICH), Ms. Arada Lertpinyopap, a former executive of United Securities Plc., Mr. Somdaj Leeswadtrakul, and Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related

. (RICH), Mr. Porntep Thawornwisuthikul, a former executive of United Securities Plc., Mr. Somdaj Leeswadtrakul, and Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons

Ms. Arada Lertpinyopap, former executives of United Securities Plc., as well as Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons’ securities trading accounts

Ms. Arada Lertpinyopap, former executives of United Securities Plc., as well as Mr. Somdaj Leeswadtrakul to trade RICH shares in concealment through 15 related persons’ securities trading accounts

the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited (UKEM

. Porntep Thawornwisuthikul, Miss Arada Lertpinyopap, Mr. Naruephol Chatchalermvit and five other persons five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public

unknown person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public

person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who who agreed to enter the settlement, to trade shares of Union Petrochemical Public