prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee

November 2nd, 2021, while he knew or possessed inside information concerning a share purchase deal that SCB Securities Company Limited intended to purchase 51% of the total shares of Bitkub Online Company

in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 141/2025 Dated 15/12/2025

Thai Digital Asset Exchange Company Limited Between December 19 to 26, 2023, Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, did not keep customers'

disqualification. This constitutes a violation of Section 46, which is subject to penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.46

ERX Company Limited On April 25, 2025, May 31, 2025 and June 28, 2025, ERX Company Limited ("ERX") as a digital asset exchange, failed to comply with the rules, conditions and procedures as

Kannithi Aviation Company Limited Kannithi Aviation Company Limited had duties to prepare and submit 10 results of the bill of exchange sale report to the SEC Office within the period as specified by

submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement

course of business and charging fees. Also, there was no evidence indicating that purchase or sale orders were routed through any digital asset exchange. Instead, such activities were conducted outside any

a provider who operates digital asset exchange platform on www.binance.com Since the middle of 2020 onwards, a provider who operates digital asset exchange platform on www.binance.com ("Binance