2019, SEC found that non-investment grade bonds and unrated bonds take up 6 percent of all private bonds. The overall number of bond issuers had decreased in comparison to 2018, more than half of the
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
Waiver : Mr. Vorasit Pokachaiyapat | Application Date : 04/10/2018
Company Profile - Light Up Total Solution Public Company Limited สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:08 Company Profile Light Up Total Solution Public
The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
SEC has alleged that the former directors of Adamas Incorporation Public Company Limited (ADAM) and others, a total of eight persons, namely (1) Mr. Boonpiam Eamroongroj (Chairman of ADAM at the
Financial Sector Cybersecurity Talent 2024 ในหลักสูตร “Cybersecurity Synergy : Web Application Security and Digital Forensics for Effective Incident Handling” ระหว่างวันที่ 30 – 31 พฤษภาคม 2567 ในการอบรม