. The SEC found that Mr. Pasu traded shares of TRITN during the period from June 17,2022 to November 17, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings of

. The SEC found that Mr. Pasu traded shares of GLOCON during the period from June 24, 2022, to October 27, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings

period from September 24, 2020 to August 30, 2023. As a CFO, Miss Yeap Xin RHU was obligated to report any changes in the securities holdings of her common-law marriage, Mr. Viroj, in accordance with the

project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee

submitted the inaccurate report on maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 through the SEC Office. Later, the rectified report on

Datamat PLC. Datamat PLC (DTM) failed to prepare and submit the financial statements for the six-month period ended June 30, 2012 to the SEC and the SET within the specified period. A statute of

Datamat PLC Datamat PLC (DTM) failed to prepare and submit the financial statements for the six-month period ended June 30, 2013 to the SEC and the SET within the specified period. A statute of

Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

statements for the six-month period ended June 30, 2008 to the SEC and the SET within the specified period. The public prosecutor issued a non-prosecution order; the case was therefore deemed final. SEC Act

the financial statements for the six-month period ended June 30, 2012 with the SEC and the SET within the specified period. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry