structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement
Zipmex Company Limited Between November 9, 2023 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, failed to provide effective systems for selecting
of Jasmine Telecom Systems Public Company Limited (“JTS”) shares when aggregate holding of JTS in trading account of Mr. Krirkrai and Mr. Soraj Asavaprapa reached or passed five percent of the total
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
Miss Paranya Rudjanapornpajee During 30 March 2022 – 12 July 2022, Miss Paranya Rudjanapornpajee colluded with Mr. Chookiat Rujanapornpajee to manipulate the share price of Metro Systems Corporation
The Siam Commercial Bank Public Company Limited The Siam Commercial Bank Public Company Limited, a financial advisor appointed as the preparer of the offer document of Jasmine Telecom Systems Public
Telecom Systems Public Company Limited (“JTS”) played a part in being the supporter of Mr.Pete Bodharamik’s offence that are failing to prepare and submit (1) a report on the total number of shares held in
as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of