Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
Offeror : (1)Mr. Chan Thienkanjanawong (2)Mrs. Wankamon Thienkanjanawong (3)Mr. Thanasit Thienkanjanawong (4)Mr. Chitchai Thienkanjanawong (5)Ms. Parisara Thienkanjanawong (6)Ms. Nattaporn Thienkanjanawong (7)Ms. Neelawan Thienkanjanawong | Date of submission of the Statement of Intention : 19/06/2014
Offeror : (1)Mr. Chan Thienkanjanawong (2)Mrs. Wankamon Thienkanjanawong (3)Mr. Thanasit Thienkanjanawong (4)Mr. Chitchai Thienkanjanawong (5)Ms. Parisara Thienkanjanawong (6)Ms. Nattaporn Thienkanjanawong (7)Ms. Neelawan Thienkanjanawong | Date of submission of the Statement of Intention : 14/07/2014
Offeror : (1)Mr. Chan Thienkanjanawong (2)Mrs. Wankamon Thienkanjanawong (3)Mr. Thanasit Thienkanjanawong (4)Mr. Chitchai Thienkanjanawong (5)Ms. Parisara Thienkanjanawong (6)Ms. Nattaporn Thienkanjanawong (7)Ms. Neelawan Thienkanjanawong | Date of submission of the Statement of Intention : 21/07/2014
Supervisor ______________________ In pursuance of the Notification of the Office of the Securities and Exchange Commission governing the qualifications of the mutual fund supervisor – one such qualification
Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
Mr. Panya Pitchdumrong Mr. Panya Pitchdumrong, a supervisor appointed by AIRA Securities Public Company Limited to act as the preparer of the offer document of Agripure Holdings Public Company