-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share, which is material to the change of price or the value of the share. Subsequently, on 14

inside information regarding the announcement of a special interim dividend payment at the rate of 1 baht per share, which was material to the change in price or value of LPN shares. Subsequently, Mr

. Development Public Company Limited (“LPN”), and knew or possessed inside information regarding the announcement of a special interim dividend payment at the rate of 1 baht per share, which was material to the

Mr. Pichet Supakijjanusan Mr. Pichet Supakijjanusan as the Directors of L.P.N. Development Public Company Limited ("LPN"), knew or possessed inside information regarding the announcement of

("LPN"), knew or possessed inside information regarding the announcement of Special Interim Dividend Payment at the rate of 1 baht per share, which is material to the change of price or the value

PTG’s Q3/2018 performance which would significantly worsen. Subsequently, during 3 September 2018 to 2 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018

information about TRC’s 2018 performance which would significantly worsen. Subsequently, Prior to TRC’s disclosure of such inside information to the public on 26 February 2019, Miss Ounruen disclosed such