-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia
Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit the interim management discussion and analysis) (“MD&A”) for
transmission system of the Stock Exchange of Thailand (“SET”) within the period specified by the Capital Market Supervisory Board which is within February 28, 2022. However, PK submitted the interim management
RAMKHAMHAENG HOSPITAL PUBLIC COMPANY LIMITED RAMKHAMHAENG HOSPITAL PUBLIC COMPANY LIMITED (“RAM”), a listed company, had duties to prepare and submit an interim management discussion and analysis for
MILLCON STEEL PUBLIC COMPANY LIMITED MILLCON STEEL PUBLIC COMPANY LIMITED (“MILL”), a listed company, had duties to prepare and submit an interim management discussion and analysis for the year 2023
Nok Airlines Public Company Limited Nok Airlines Public Company Limited (“NOK”), a listed company, had duties to prepare and submit the Management Discussion and Analysis for the year 2023 within the
the year 2023 within the period specified by the Capital Market Supervisory Board which is within February 29, 2024. However, ITD submitted the Management Discussion and Analysis for the year 2023 to