Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on the nine offenders* on account of manipulating the share prices of Nation Multimedia Group Public Company Limited (NMG), Electronics Industry Public Company Limited (EIC), and Tong Hua Holding Public Company Limited (TH), requiring them to pay a total, collective monetary civil sanctions of 33,677,137.50 baht (consisting of civil penalties, compensations in the amount equal to the benefits received or would have be...

Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC. Therefore, SEC has submitted the case for the public attorney to file a lawsuit in the Civil Court in or...

Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC. Therefore, SEC has submitted the case for the public attorney to file a lawsuit in the Civil Court...

The SEC Civil Sanction Committee (CSC) had earlier passed a resolution to impose civil sanctions on all six offenders of the case, namely: (1) Mrs. Chatkaew Gajaseni, (2) Ms. Lapat-orn Gajaseni, (3) Mr. Sahadchai Gajaseni, (4) Mr. Khemmapope Gajaseni, (5) Mrs. Kotchakorn Phiboonthammasak, and (6) Mr. Tharathon Phiboonthammasak, who were collectively subject to a total fine of 51,540,993 baht (a civil penalty and a reimbursement of investigative expenses incurred by the SEC), and a bar fro...

The SEC has filed the criminal complaint against Mr. Prakorn Makjumroen, a former director and executive of Stark, for falsifying STARK and its subsidiaries’ financial statements from 2021 – 2022, following the criminal complaint filed earlier against 10 other directors and executives of Stark and its subsidiaries*.  It appeared that he was a director and executive of Stark and its subsidiaries during that time, and colluded with other directors and executives of Stark, or consented to the falsi...

The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on 14 offenders* for manipulating share prices of the SCI Electric Public Company Limited (SCI), the Global Service Center Public Company Limited (GSC), the Asian Sea Corporation Public Company Limited (ASIAN), the Floyd Public Company Limited (FLOYD), and the Raja Ferry Port Public Company Limited (RP). The sanctions comprise a total fine of 27,398,667 baht (a civil penalty, a compensation in the amount equal...

The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, organized a financial and investment lecture for approximately 120 high school students at Amnuay Silpa School on the topic, “Financial Literacy for New Generations.” The session aimed to enhance students’ understanding of the SEC’s roles, financial planning, goal setting, and strategies to protect themselves against investment scams. The lecture covered various topics, including Three Key Facto...

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered a keynote speech on “Expectations for Management Accountants from the Regulators’ Perspective” at the Thai Chartered Management Accountant (TCMA) Certificate Presentation Ceremony to raise awareness of accountants’ crucial role in analyzing data and assisting managers with correctness, transparency, and good governance, contributing to effective management and sustainable business g...

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), was invited as a guest speaker to deliver a lecture on the topic “Capital Market and Investment: Challenges and Opportunities” to the participants of the Thailand Insurance Leadership Program 2024 (Class 12). The event was organized by the Office of Insurance Commission (OIC) on 30 August 2024, in Bangkok.

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered a keynote speech on "Supervision for Sustainable Growth" at the TFPA Wealth Management Forum 2023: Default & Fraud, organized by the Thai Financial Planners Association (TFPA). Mr. Wasin Wattanaworakijkul, President of TFPA, delivered opening remarks, welcoming over 200 participants, including Certified Financial Planners (CPF®), Associate Financial Planner Thailand (AFPT™), and professionals from the financial service, insur...