maturity/rating, a warning statement must be included to the effect that the structured notes in each issue have different levels of risk. A warning must be included to the effect that structured notes with

ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on

อยกวา 25 ลานบาท 2. การเปลี่ยนแปลงระดับ early warning สําหรับบริษัทหลักทรัพยและกําหนดระดบั early warning สําหรับผูไดรับใบอนุญาตเปนตวัแทนซื้อขายสัญญาฯ 2.1 กรณีบริษัทหลักทรัพย แกไขระดับ early

. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and

warning statement that investors should consider laws and regulations of the [foreign] country which are the governing law as described in the securitization project. In this regard, the aforementioned

", "institutional investors", "executives", "controlling person", "short- term bonds" and "structured notes" shall have the meaning given to them under the Notification of the Securities and Exchange Commission on

worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning

ของ early warning ใหสะทอนคาความผันผวนของเงนิ กองทุนที่ตองดํารง และนยิามของหนี้สินพเิศษที่ไมตองนาํมารวมในการคํานวณเงินกองทุนสภาพคลอง สุทธิ ดังนั้น เพื่อใหบริษัทหลักทรัพยและตัวแทนซื้อขายสัญญาฯ

an Approval of Offer for Sale of Newly Issued Securitized Bonds; (7) structured notes; (8) debentures structured with burden on the debenture holders which are issued according to the Notification of

word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting