Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on S...

The SEC conducted public hearings on the regulations on the application for approval, the granting of approval for the association, and disclosure of information thereof during April – May 2023

clients.SEC has drafted a regulations in accordance with the principles from the public hearings, incorporating the suggestions of the business operators.  In addition, SEC has revised the criteria for the

shall first establish measures for risk management which cover at least the following: 7 (1) laws or regulations that allow for provision of tiered participation arrangements and protection of

comply with the relevant guidelines, laws, and regulations. In case of any change to this Personal Data Protection Policy, the SEC Office will notify you by updating its website as soon as possible. This

convenient, expeditious and fair for investors, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May

investors, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May 2008. Clause 2. The followings shall

Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as form 16 May 2008. Clause 2. The followings shall be repealed

Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are

company has a duty to disclose information to SET according to the regulations of the Stock Exchange of Thailand No. Bor. Jor. / Por. 11- 00 Re: Rules, Conditions and Procedures Governing the Disclosure of