The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
addition, B/E characteristics are unsuitable for issuance in the form of structured product. It thus should be under strict regulation to protect investors while offering other alternatives for fund
buyers. In addition, B/E characteristics are unsuitable for issuance in the form of structured product. It thus should be under strict regulation to protect investors while offering other alternatives for
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
/Public task basis Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under the jurisdiction of the SEC Office in compliance with the law. Every work areas
mobilized as well as how products and services are being offered to the investor.The proposed law amendments, therefore, would serve as a main building block to further enhance our capital market?s
securities depositories. Part 5 Definitions Clause 6 In this Notification, “securities clearing house” means any securities clearing house according to the law on securities and exchange; “derivatives clearing