Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
, however, not complied with the accounting standards stating that the revaluation surplus has to be transferred directly to retained earnings when the asset is retired. The SEC thus instructed ABC to rectify
Securities Public Company Limited (“the Company”) had notified the partial disposition of the investment in joint venture company on July 31, 2017, stating that in accordance to the resolution made at the
, stating an approval to return and discontinue the License, determining the service termination date on 16 August 2019 at 00.01 a.m. onwards. In addition, NBTC also approved the determination of remedial
such loan agreement, or the terms and conditions stating the rights and duties of the debenture issuer and the debenture holders , as the case may be, shall be provided together with details of the
; The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past performance of
other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past performance of (specify the name of the fund) is not indicative of future performance
(Unit: Million Baht) 2016 2015 Cash at beginning of the year 1 1 Cash flow from operating activities Income from operating activities before changes in operating assets and liabilities 5 Changes in
gradually ease the strict measures. In addition, the prolonged epidemic situation has resulted in people beginning to adjust their lifestyle to live safely in the new normal. • This trend is in line with the
additional facts, the SEC Office shall notify the securities company in writing as well as stating the grounds or the period of time required for such consideration, as the case may be. In cases where the