Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform

shall have the following statements: (a) a warning stating that “the past performance of ( specify the name of the fund ) is not indicative of future performance.” The warning and the fund’s past

electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past

appraisal report on the infrastructure asset that the fund will invest prepared in accordance with Clause 12; (c) the document stating the opinions of the management company and the financial advisor on the

company or when the order of the SEC or the Office has come into force, shall be exempt from filing reports for all categories, commencing from the month in which the business operation ceases or is

Clause 3(1). Chapter 3 Conditions Imposed on Licensees ____________________ Clause 10 An agricultural derivatives business licensee shall comply with the following conditions: (1) commencing the operation

exempt from preparing and filing reports for all categories, except report of clients’ assets as prescribed in Clause 3(3), commencing from the month in which the business operation ceases. Such exemption

commencing from 1 January 2011 onwards. Notified this 15th day of December 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remark: The rationale for

cash equivalents as of … (beginning of period) Cash and cash equivalents as of ... (end of period) Supplementing information on cash flows …………………………………………. …………………………………………. The …………………… Securities

statement of claim to be delivered to the respondent. The claimant may request for the Office’s mediation of dispute prior to commencing the arbitral process, at the same time of filing the dispute. Clause 8