Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
Offeror : Standard Chartered Bank | Date of submission of the Statement of Intention : 12/04/2005
Offeror : Standard Chartered Bank | Date of submission of the Statement of Intention : 23/07/2007
Offeror : AMERICAN STANDARD INC. | Date of submission of the Statement of Intention : 01/11/2004
Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 29/08/2011
Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 16/09/2011
Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 02/02/2012
Offeror : MITR PHOL SUGAR CORP. LTD | Date of submission of the Statement of Intention : 15/02/2012
unitholders, and deposit assets, etc. The collection, disposal and allocation of REIT assets shall be deemed complete after the liquidator has distributed the funds or assets, along with copies of documents