detail. Clause 7 In segregating and managing the client’s assets in accordance with this Notification, the person with the proceeding power may authorize any person to take such actions as deemed
not be less than the total amount of other assets recorded as assets of each client at the end of such working day. Clause 18 4 The following undertakings shall be deemed as segregating clients’ assets
not be less than the total amount of other assets recorded as assets of each client at the end of such working day. Clause 184 The following undertakings shall be deemed as segregating clients’ assets
the minimum measures as follows: (a) segregating the unit responsible for managing investment of such other assets from the unit whose operation may cause a conflict of interest or duty; (b) segregating
Duties. Objective Segregation of Duties have an objective for a cross-check system among the personnel in computer division which reduce the infrastructure risk. Compliance Guideline o Segregating l the
of the Company. 6. Details of acquired assets Company name Registered capital : Shop Global (Thailand) Ltd. : THB 138,600,000 dividing by 6,300,00 shares with stock value THB 22.00 per share Type
business : Selling variety of products via multimedia channels Registered capital before capital increase : THB 138,600,000 dividing by 6,300,000 shares with stock value at THB 22 per share Registered
) separating units and personnel of such units, of which their functions constitute or may give rise to conflicts of interest, from other units and personnel, and specifying the work procedures of those units