, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are

conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading

securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised

ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 18/04/2022 - 29/04/2022

BANGKOK CAPITAL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 06/05/2022 - 09/05/2022

-retail Investors and Execution of Agreements for Managing Private Funds (No. 17);  (3) Notification of the Capital Market Supervisory Board No. Tor Nor. 48/2567 Re: Regulations for Management of Mutual

for every case even though it will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale.Therefore, SEC intends to relax

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 21/11/2022 - 02/12/2022

LAND AND HOUSES FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 17/12/2021 - 24/12/2021

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 17/01/2022 - 24/01/2022