“ controlling person ” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning Determination of the Definitions in [Other] Notifications relating to

deposit the arbitrator’s fee in accordance with Clause 32 at the same time of filing the counterclaim, or within the last day of the counterclaim filing period. Clause 11. In cases where any party intends

from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission Published in Government

Notification shall come into force as from 1 April 2001. Notified this 19th day of March 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission

Securities and Exchange Commission hereby issues the following regulations: Clause 1 The management of funds of juristic entities under the same business group shall not be regarded as the undertaking of

investors having the same characteristics as persons under sub clause (a) to (q) mutatis mutandis . (3) “ market maker ” means any person registered as market maker with a derivatives exchange to provide

Exchange Commission No. Kor Mor. 24/2562 Re: Determination of Fees for Undertaking Businesses According to Licenses ________________________ By virtue of Section 14(2) of the Securities and Exchange Act B.E

come into force as from 16 May 2006. Notified this 8th Day of May 2006. (Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission.

3th day of June 2014. - Signature - (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission TRANSLATED VERSIONAs of June 3, 2014 Readers should be aware that only the

. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange