1. Wednesday1 JanuaryNew Year’s Day 2. Wednesday12 FebruaryMakha Bucha Day3. Monday7 AprilSubstitution for Rama I Memorial Day and ChakriMemorial Day (Sunday, 6 April 2025)4. Monday14 AprilSongkran Festival5. Tuesday 15 AprilSongkran Festival6. Thursday1 MayNational Labor Day7. Monday 5 MaySubstitution for Coronation Day (Sunday, 4 May 2025)8. Monday 12 MaySubstitution for Visakha Bucha Day (Sunday, 11 May 2025)9. Tuesday3 JuneH. M. Queen Suthida Bajrasudhabimalalakshana’s Birthday10. Thursday10...
Bangkok, 25 July 2023 – The Securities and Exchange Commission (SEC) has announced the 2024 holiday schedule for securities companies and derivatives business operators, as follows: 1. Monday 1
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
trading orders, effective from January 19, 2013.The SEC found from its routine inspection that {A} had failed to record her investment advice and a client's securities trading orders for 14 days as
suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior. The SEC found from its routine inspection that {A
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
Bangkok, June 13, 2013 - The SEC suspended two capital market investment consultants of Finansia Syrus Securities Plc; namely {A} for two months and {B} for one month.The SEC's routine inspection of
ก.ล.ต. ตรวจสอบการดำเนินงานตามปกติ (routine inspection) พบว่า {ก} ไม่บันทึกการรับคำสั่งซื้อขายสัญญาซื้อขายล่วงหน้าของลูกค้าให้ครบถ้วนในปริมาณการซื้อขายที่สูง และ {ข} จัดทำเอกสารหลักฐานการรับคำสั่งซื้อขาย