Mr. Chayanont Weerayuthkosol Between April 28, 2014 and May 30, 2014, Mr. Chayanont Weerayuthkosol continuously traded 19,469,100 shares of Senko (Thailand) Public Company Limited resulting in
and submit the reviewed financial statements for Q1/2017 to the SEC Office and the Stock Exchange of Thailand within the specified period, resulting in the company’s violation of section 56. SEC Act
Mr. Somboon Numtipjuntacharern Mr. Somboon Numtipjuntacharern, authorized director who is responsible for the operation of Thai Canal Rich Company Limited, order or act resulting in Thai Canal Rich
Mrs. Sirichol Piajun Mrs. Sirichol Piajun, authorized director who is responsible for the operation of 199 Medical Clinic Company Limited, order or act resulting in 199 Medical Clinic Company
to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ
reduced the fines by half, resulting in a fine of Baht 209,250 and a further fine of Baht 1000 for everyday during which the contravention continued. SEC Act S.56 and 199 Criminal Complaint Filed with an