. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and Section 135 of the Securities and
for several lenders who are ready to lend the same securities at the same time. Clause 8. In the case where the business operator is the custodian for of the securities of the customer and wishes to
custodian for of the securities of the customer and wishes to borrow the securities from the customer or to lend the securities to other persons, the business operator must have a 3 As amended by the
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
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relation to restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33 Section 34 Section 41 Section 43 Section 44 and Section 64 of the Constitution of the Kingdom of
Clause 47(1), if the Thailand Securities Depository, custodian, securities broker, securities dealer or any person holds debt securities on behalf of other persons, the number of investors shall be counted
following characteristic: (1) An offer for sale to the investors under Clause 21(1), in cases where the Thailand Securities Depository, custodian, securities broker, securities dealer or any person holds