no prohibitions, restraints or restrictions under applicable laws which are in effect, as at the closing, which would prohibit the Bank from acquiring the Sale Shares 10. Any Connected Person Hold
Covered Fund for the SEC’s consideration under a normal track. An application for establishment of fund via ‘auto approval’ track is not permitted. 5 2.2 Offering for sale and investment restrictions of a
, resulting from: ฆ 2.2.1 circumstances beyond control of the entity (paragraph.........); ฆ 2.2.2 circumstances relating to the nature or timing of the auditor’s work (paragraph........); ฆ 2.2.3 limitations
has been included in the prospectus, the period covered by the interim cash flow statement. This includes the nature and extent of any legal, financial, or economic restrictions on the ability of
any of the following characteristics: (a) being subject to restrictions or suspension of business operations ordered by the government or regulatory authority supervising the business operation of such
covered by the interim cash flow statement. This includes the nature and extent of any legal, financial, or economic restrictions on the 19 ability of subsidiaries to transfer funds to the issuer in the
shall be deemed as an integral part of the commitment; (3) authority, duties and responsibilities of the management company; (4) rights, duties and responsibilities of the unitholders; (5) restrictions on
action that may have an impact on the holders of its securities, as well as restrictions on the exercise of such rights; (3) seeking resolutions and meetings of the holders of depositary receipts; (4
Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this
Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) whose certain provisions enclose some restrictions of rights and